Fincrime Quality Control

Job Description Quality Control - Associate

Experience Range: From 3 -5 years

Preferred Knowledge:

KYC Quality Control ("QC") Analyst works to ensure high quality standards are maintained for KYC and Enhanced Due Diligence (EDD) casework conducted by KYC analysts. The QC operates in a team environment and has regular interaction with Business, Operations and AML Compliance management, as well as QA teams.

Responsibilities:
• Review cases for adherence to EDD procedures and ensure analyst conclusions are clear, complete and supported by the information in the file. 
• Identify and escalate critical issues to the SME and KYC Manager.    
• Assist in identifying problem areas and risks associated with processes and make recommendations to improve quality of KYC analyst file work.   
• Serve as a key support resource for delivering training and guidance to KYC analysts.
• Decrease regulatory and reputational risk by exercising sound judgment in approving/rejecting submitted cases. 
• Maintain proactive communication with Senior Management including periodic updates on engagement progress and identified or potential issues.  
Skills:
• Good knowledge of AML laws and regulations and the ability to apply this knowledge in assessing client KYC profiles.
• Sound working knowledge of FC guidance, industry best practice and relevant regulation.
• Ability to communicate effectively in a concise and technically accurate manner, and to articulate complex messages in both written and verbal communication in a clear way.
• Strong decision-making, time management and organizational skills.
• Detail-oriented multi-tasker who can work with little supervision.
• Willingness to learn and manage in a constantly changing environment.

Education: Graduation/Post Graduation