Compliance Officer

About the job

RBI Compliance (NBFC Specific)

• Ensure end-to-end compliance with all applicable RBI Master
• Directions and circulars for NBFCs, including: Digital Lending Guidelines (Fair Practices Code, FLDG, outsourcing, data disclosures, grievance redressal, balance sheet lending)
• KYC/AML regulations ,Statutory returns such as NBS-9, CRILC, FIU-IND, etc. Loan origination, servicing, and reporting frameworks
• Monitor changes in RBI regulations and ensure timely implementation and internal communication.
• Coordinate with business and tech teams to integrate regulatory mandates into digital lending platforms and workflows.
  

Companies Act Compliance

• Ensure timely filings with the Ministry of Corporate Affairs (MCA) (e.g., AOC-4, MGT-7, DIR-3 KYC, PAS-3, etc.).
• Maintain statutory registers, minutes of board and committee meetings, and ROC documentation.
• Support secretarial audit, annual filings, and board governance practices.
  

Regulatory & Board Reporting

• Prepare and maintain a compliance dashboard for management and board-level reporting.
• Coordinate with statutory auditors, internal auditors, and regulators (RBI/MCA).
• Support compliance during audits, inspections, and due diligence.
  

Policies & Frameworks

• Draft, update, and implement internal compliance policies, SOPs, and risk controls.
• Lead training and awareness programs across functions for regulatory updates.
  

Required Qualifications:

• Education: CS
• Certifications: Company Secretary
• Experience: 5–8 years in NBFC or Fintech compliance, with strong