Senior Compliance Associate - AML / KYC

A global asset management firm is looking to add a
Senior Compliance Associate
to its team due to company growth. This position will be part of a dynamic team, and will be responsible for all Compliance related to AFC, AML, and KYC.
Candidates with anti-financial crime experience are encouraged to apply! Great opportunity if you're looking for a company that supports professional development, and offers clearly defined promotion tracks.
Compensation / Benefits:
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Strong base pay
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+ bonus
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+ profit sharing
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+ clearly defined promotion track
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+ opportunities for growth & professional development
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+ hybrid role in Boston
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+ strong company perks, benefits package
Highlights:
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Develop and monitor policies, procedures, and compliance with SEC, NYSE, and other regulations.
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Conduct routine and ad hoc compliance testing, review personal trading activities, and maintain compliance records.
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Assist in developing and conducting compliance trainings, manage due diligence, and oversee recordkeeping.
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Ensure timely regulatory filings, respond to compliance issues, and prepare reports for the board of directors.
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Support the annual compliance program review, manage examination readiness, and communicate risks to the Chief Compliance Officer.
Qualifications:
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4+ year of related experience in financial services
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Bachelor's degree in Accounting or Finance
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Experience with the 1940 Act
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Strong Excel skills