Risk & Compliance Senior Associate

Department

GAC

Job Description

Role: This position supports documentation and research needs for Compliance Operations and will be part of the GAC Compliance & Risk team.

Functional Responsibility / Domain Related‍

Regulatory Reporting
- Eye for detail and to understand how the domain works
- Working on refining and enriching data after doing analysis, research and logical assessment.
- Interacting with the onshore team
- Exception handling of data.
- Providing RCA and taking corrective measures for the data failure
- Maintain the integrity and quality of data
- Execute assigned tasks as per the instructions / guidelines and meeting required SLAs
- Ensure adherence to / compliance with performance tracking mechanism, policies / procedures
of the organization
- Support the S&P staff globally, primarily staff located in New York.
- Ability to take unstructured data and select relevant information to be captured in data bases
and case management systems

-Conducts Due Diligence and KYC research for clients as part of AML Compliance remediation

Conducts KYC screening, due diligence, and monitoring of suspicious transactions

Strong working knowledge of Microsoft Office, AML Regulations/legislation, and KYC requirements

Client Management / Stakeholder Management
 Ownership of all deliverables to client and be responsible for timeliness and quality of all tasks
and activities delivered. Ensure top quality user/service experience.
 Develop and maintain relationships with client counterparts.

Candidate Profile:
 Oral and written English proficiency.
 Motivated and able to work independently and remotely.
 Proficient with MS Excel.
 Proficiency in Python and Power BI
 Ability to work on multiple projects and set priorities.
 Bachelor’s degree or equivalent education is preferred.

Strong analytical skills, problem-solving, collaboration, and coordination skills

Open Positions

1

Mandatory Skills

Compliance, Kyc Aml, Advanced Excel, Communication Skills, Problem Solving, Power Bi,python

Location

Pune, Maharashtra, India

Education Qualification

Bachelor's degree

Experience

3 to 6 years