Head of Compliance Hong Kong, Corporate Bank

An established corporate bank is currently seeking a
Head of Compliance Hong Kong
to be responsible the regulatory compliance functions for the bank and providing management oversight on the Compliance functions (Compliance Advisory; Regulatory Affairs; and AML teams) to ensure a robust compliance framework is in place.
Role Responsibilities
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Be the contact point with HKMA on compliance matters
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Manage the Compliance Department and be the lead for regulatory compliance function for the corporate bank to ensure a robust compliance and legal framework is in place, including establishment of policies and procedures, conducting self-reviews or monitoring, providing training to the relevant staff members,
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Report to Bank GM and Head office Compliance
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Ensure timely advice is given to the stakeholders in relation to the relevant laws, rules and regulations in the conduct of business and new products or business initiatives.
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Escalate key compliance and AML/CFT risks to the Bank CEO and oversee the implementation of the relevant action plans.
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Receive and follow up on whistleblowing reports.
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Conduct ad hoc review or investigation on matters with potential regulatory implications, misconduct act, etc. in conjunction with the relevant departments and Branch Management.
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Manage and support branch management in inquiries and issues raised by regulatory authorities (including regulatory reporting, responses etc)
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Attend committees and meetings of the Hong Kong Branch as members or upon invitation.
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Act as the key representative to lead and coordinate various Global Compliance initiatives or regional projects,
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Develop a compliance culture and be the role model for bank.
Requirements
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20+ years' experience in
Regulatory Compliance and advisory, specializing Corporate / Wholesale Banking
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Degree holder in Legal, Finance or Accounting, with at least 15 years of solid experience in Compliance which includes various Compliance areas
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Proven ability to provide independent analysis and recommendations to senior management and representation of the bank
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Experience in leading a large teams
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Familiar with local laws and regulations relates to Banking practices. Knowledge of Securities business is a plus.
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Strong leadership, independence and resilience
If you believe you have the relevant skill and experience and is interested in this position, kindly get in touch with Jack Leung at with your CV to engage in a confidential discussion.