FCC Senior Manager - Brokerage/FI

Financial Crime Compliance Manager - Financial Institution
My client is a leading and growing Financial Institution and we are recruiting for a FCC professional. You will be given the opportunity to be the Senior FCC professional, and work closely with stakeholders in the market.

Responsibilities for this
Financial Crime Compliance Manager - Financial Institution role
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Serve as Senior Manager, accountable for financial crime prevention.
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Act as MLRO, overseeing monitoring of client activity and filing timely STRs with MAS/CAD.
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Ensure daily AML/CFT controls and processes comply with regulatory and internal standards.
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Provide AML/CFT advisory to business teams, including onboarding and new initiatives.
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Review and update AML/CFT, sanctions, and anti‑bribery policies.
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Manage AML/CFT‑related regulatory inspections and internal/external audits.

Requirements for this
Financial Crime Compliance Manager - Financial Institution role
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Bachelor's degree in Law, Accounting, Finance, or related discipline.
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8-10+ years of compliance or financial crime experience in financial institutions.
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Strong knowledge of AML/CFT, KYC, onboarding, and retail/wealth/institutional brokerage compliance.
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Familiarity with securities regulations, including regional (e.g., Hong Kong) AML regulatory frameworks.
Excellent command of spoken and written English and Chinese