Deputy Head of Compliance

Our client a leading global asset management firm is seeking a seasoned compliance professional to join their Singapore office as Deputy Head of Compliance. In this critical role, you will oversee day-to-day compliance operations, provide strategic regulatory guidance to business units, and collaborate across jurisdictions to ensure adherence to evolving regulatory requirements and internal governance standards. You will also play a key role in developing and implementing compliance monitoring programs, liaising with regulators, supporting audits, and driving initiatives that strengthen the compliance culture across the organization.
Key Responsibilities:
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Monitor and stay current with applicable laws, regulations, and internal policies impacting the Singapore office.
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Provide timely and practical compliance advice to business units, raising awareness of regulatory obligations and internal policies.
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Collaborate across functions and jurisdictions to identify and address compliance risks in new initiatives and projects.
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Oversee daily compliance operations, including licensing, regulatory filings, and intra-group reporting across multiple jurisdictions.
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Develop and implement compliance monitoring programs, conducting reviews and checks on business processes (e.g., trade surveillance, AML, sanctions, conflicts of interest, personal account dealing, regulatory reporting, marketing material reviews).
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Draft, update, maintain, and roll out company policies and procedures.
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Design and deliver training programs on laws, regulations, codes of ethics, AML requirements, and induction training for new staff.
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Act as the primary contact with regulators on compliance matters.
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Support client due diligence reviews, focusing on compliance-related aspects.
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Assist with internal and external audits, as well as regulatory inspections.
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Prepare and submit timely compliance reports to Group Compliance and senior management.
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Manage ad-hoc compliance projects and other related matters as required.
Qualifications:
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Bachelor’s degree in Law, Finance, Business, or a related discipline; professional compliance or regulatory certifications (e.g., ICA, CAMS) are an advantage.
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Minimum 8–10 years of compliance experience within financial services, preferably in asset management or banking.
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In-depth knowledge of Singapore regulatory frameworks (MAS regulations, AML/CFT requirements, securities laws) and familiarity with international compliance standards.
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Proven track record in managing compliance operations, regulatory reporting, and policy development.
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Strong expertise in compliance monitoring, trade surveillance, AML, sanctions, conflicts of interest, and marketing material review.
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Excellent communication and advisory skills, with the ability to provide clear guidance to business units and senior management.
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Experience liaising with regulators and handling audits/inspections.
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Strong leadership and collaboration skills, with the ability to work effectively across functions and jurisdictions.
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High level of integrity, attention to detail, and ability to manage multiple priorities under tight deadlines.
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Proficiency in drafting policies, conducting training, and promoting compliance awareness across the organization.