Compliance Officer

Location: North London - 3 days in the office
Salary: up to £80,000 plus benefits depending on experience
Our client is looking for a hands-on Compliance Officer to join a high-performing, regulated business in London. This is a broad, operational role with real visibility working closely with the CCO across compliance, governance and contract management.
Ideal for someone who enjoys ownership, thrives in a small team, and wants genuine impact.

What You'll Be Doing
Compliance & Regulatory

-
Supporting FCA / SEC regulatory compliance
-
Monitoring regulatory changes and assessing business impact
-
Maintaining policies, controls and compliance frameworks
-
Supporting monitoring reviews and incident management
-
Helping embed a strong compliance culture
Legal & Contracts

-
Managing NDAs and core client contracts (UK & US)
-
Supporting contract workflows, approvals and documentation
-
Flagging and escalating non-standard terms
Risk & Governance

-
Supporting AML and onboarding processes
-
Acting as DMLRO (with oversight)
-
Assisting with data protection and governance activities
What We're Looking For
-
5+ years Experience in a Compliance Officer or compliance operations role
-
Background in financial services or regulated environment
-
Strong understanding of compliance controls and governance
-
Strong understanding of day-to-day compliance processes, controls, and good practice
-
Experience supporting contract management / contract administration, including tracking, documentation, and process ownership
-
Experience supporting the drafting or improvement of policies and internal governance documentation
-
Strong understanding of FCA/SEC regulations
-
Organised, pragmatic and confident working with senior stakeholders
If you're looking for a role with autonomy, exposure and real responsibility then please apply asap