Compliance Manager

Compliance Manager – Fund Management
📍 Singapore
A
growing investment management platform
is looking to hire a
Compliance Manager
to support its regulatory and compliance function in Singapore. This role will work closely with senior leadership to ensure the firm maintains a robust compliance framework while supporting business operations.
Responsibilities
-
Oversee compliance with
MAS regulations
, including regulatory filings, licensing requirements, onboarding and KYC processes.
-
Maintain and enhance the firm’s
compliance policies, procedures, and internal controls
in line with MAS requirements.
-
Monitor regulatory developments under the
Securities and Futures Act (SFA)
and update internal frameworks accordingly.
-
Manage
MAS correspondence
, regulatory submissions, and support regulatory inspections or audits.
-
Act as the main liaison with
corporate secretaries, internal auditors and external auditors
on compliance matters.
-
Conduct
compliance training
and ensure employees adhere to internal compliance policies.
-
Identify potential compliance risks and coordinate remediation measures where necessary.
-
Assist in reviewing
legal and fund documentation
such as PPMs, agreements and contracts.
-
Support broader compliance and regulatory initiatives across the firm.
Requirements
-
Bachelor’s degree or equivalent qualification.
-
6–8+ years of compliance experience within a MAS-regulated fund management or asset management firm
.
-
Strong understanding of
Singapore regulatory frameworks for fund managers
.
-
Able to operate independently in a lean and dynamic environment.
📩 If you are open to learning more, feel free to reach out confidentially.