Client Onboarding Specialist

Your role

The KYC Operations team leader will assist the client-facing teams to ensure all client KYC records are compliant with regulatory standards and will ensure high quality and timely completion of all client-level due diligence.

• Collection and Verification of confidential client data via publicly available and internal sources.
• Understand the firm’s KYC requirements when completing documentation inclusive of Customer Identification Program (CIP), Simplified Due Diligence (SDD), Basic Due Diligence (BDD), Enhanced Due Diligence (EDD).
• Take independent decisions consistent with client identification policy.
• Compare and contrast differences within KYC records, highlight and escalate any discrepancies.
• Demonstrate Subject matter expertise in all/any Risk cases with exposure to Global CSSs for higher exposure. Aim to be the 'Go-to' person in team.

Job Reference #

316036BR

Your team

Client Lifecycle Services provides a shared service across Investment Banking Operations globally covering KYC reviews, offboarding and maintenance. You will be working in the Periodic KYC Review process in Hyderabad which consists of executing client periodic reviews including interactions with business, clients and financial crime. The PKR (Periodic KYC Review) process assesses KYC/AML checks including risk rating, monitoring of negative news, background checks, sanctions and PEPs, throughout the client’s lifecycle at UBS.

Diversity helps us grow, together. That’s why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients.

Your expertise

• Total experience of 0-6 years in a similar role.
• Prior knowledge of KYC Reviews and Quality checks (including acting as an SME) in Commercial Banking, Investment Banking, Global Banking & Markets and Operational Risk and control is desirable.
• Strong AML-KYC regulatory and Financial Crime knowledge
• Outstanding research & analytical problem-solving skills, eye to detail on all aspects of the process
• Ability to apply risk lens while undertaking process activities
• Ability to work on multiple Audit deadlines while maintaining 100% accuracy with attention to detail
• Good communication skill (written & verbal) and ability to engage internal and external stakeholders globally
• Prior experience on screening tools such as RDC, world check etc. preferable.