Analyst, KYC

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Leading securities firm
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Great culture
About Our Client
Leading securities firm.
Job Description
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Support client on-boarding activities, including account opening, maintenance, periodic CDD reviews, and updates to client profile information.
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Review client documentation for completeness, such as account forms, tax self‑certification, and identification verification.
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Manage customer enquiries with professionalism and accuracy.
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Perform KYC and AML checks for new on-boarding and scheduled CDD reviews in line with internal standards and regulatory requirements.
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Monitor and update system‑generated ongoing name‑screening alerts for existing clients.
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Collaborate with internal stakeholders to ensure smooth daily operations and assist with ad hoc tasks as needed.
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Manage annual assessments and regulatory notifications, including professional investor status requirements under HKSFC guidelines.
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Assist in reviewing and enhancing internal operating procedures.
The Successful Applicant
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Degree holder in Business Administration or related discipline
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Minimum 3 years of KYC experiences of individual and corporate.
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Holder of SFC type 1 and type 2 licenses would be an advantage.
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Must be fluent in English, Cantonese, and Mandarin.
What's on Offer
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Competitive annual salary
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Opportunity to work in a professional environment within the financial services industry.
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Career development and training opportunities in the banking and financial services department.
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Comprehensive support for professional growth and learning.
Contact: June Kwong
Quote job ref: JN-032026-6963237