Analyst, Compliance

Company Introduction
Polymer Capital Management is a market-neutral, multi-manager investment platform based in and focused on Asia. Polymer combines established institutional support and deep knowledge of local financial markets with a dedication to discovering and developing the region's best investment talent. Polymer was established in conjunction with PAG, one of the world's largest Asia-focused alternative asset managers, in 2019.
Job Responsibilities / Job Brief
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Handle license applications, regulatory filings and reports (HK and US)
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Conduct monitoring and surveillance of trading activities to detect and prevent market abuse, insider trading and other violations
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Investigate and resolve alerts generated by trade surveillance systems, and escalate any potential issues to the appropriate stakeholders
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Work on regional projects including system UAT, new investment models discussion, or system development
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Conduct or assist with ad-hoc inspections and regulatory requests
Requirements
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University graduate with major in Business, Finance, Law or Computer Science;
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At least 2 years of working experience, preferably in compliance function
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Excellent analytical and problem-solving skills
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Strong interpersonal and communication skills
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High attention to details
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Ability to handle multiple tasks simultaneously and work under tight deadlines
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Proactive in identifying risks and proposing solutions. Strong computer skills including MS Office Suite Excel, Bloomberg, Python
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Strong communication skills in English and Cantonese; Japanese is a plus.
Why join us?
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Prime Location: You'll work full time from our centrally located office space in the heart of Hong Kong.
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High-Growth: We have a team of highly ambitious professionals with a strong desire to learn and develop their skills.
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Equal opportunity employer: We celebrate diversity and are committed to creating an inclusive environment for all employees.
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Global exposure: With six offices and three affiliate offices around the region, Polymer teams work together to solve meaningful problems at scale.
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Dynamic and Collaborative Environment: Opportunity to work with industry leaders and experts to engage in exciting projects and fulfilling challenges.
Some of our Benefits
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Paid Annual Leave
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Medical Group Insurance
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In-built Gym facility / Gym reimbursement
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DEI and Philanthropy Initiatives
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Professional Learning & Development Opportunities