AML Transaction Monitoring

AML Transaction Monitoring Specialist (AO)

We’re looking for an AML transaction monitoring specialist to:

• Act as our in-house anti–money laundering transaction monitoring subject-matter expert

• To analyse and investigate Anti-Money Laundering (AML) alerts as flagged by the monitoring system

• Identify risks and constructively challenge risks, controls and processes

• Support ongoing client, regulatory and audit requirements on regular and ad-hoc basis

• Contribute to risk assessments, management reporting and data analytics

• Execute routine periodic manual controls in line with the Global MS&C Minimum Control Standards (GMMCS) framework and local regulatory requirements where applicable

Your team

You’ll be working in the AML transaction monitoring team in India (Pune). We're responsible for preventing and managing transaction compliance and risk. As an AML transaction monitoring specialist, you’ll play an important role in making sure we create an environment where circumventing AML regulations and fraud is difficult to perpetrate and liable to detection at the earliest opportunity in order to protect our clients, assets, and services and reputation of the UBS brand.
We are the 2nd Line of defense to ensure our client transactions are not linked to or used for money laundering or terrorist financing and to meet regulatory expectations in each of the jurisdictions that we operate in.

Your expertise

• 7-10 years of previous experience in AML risk management & investigations, audit or compliance
• Prior experience in transaction monitoring
• Good understanding of the Wealth Management / Private Banking industry is preferred
• Hands-on experience using monitoring systems, including Actimize
• Experience interacting with the middle and front offices to minimize and resolve risks
• Proficient with MS Office, particularly Excel
• Experience in business intelligence, automation or analytics software such as Alteryx, Tableau and Power BI will be an advantage.
• Good report writing skills
• Good communication and interpersonal skills
• Meticulous and strong analytical skills
• Adaptable and organized with a positive can-do attitude
• Self-motivator and starter who can work independently

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