AML and Sanctions Screening

CICO AML:

• Perform compliance operation activities supporting the Market Compliance Officers for International market like overseeing and/executing the AML work.
• Analyze financial documents and statements to identify any suspicious patterns that have occurred or may occur in the future.
• Investigate, measure, and report on the organization's risk of suspicious or fraudulent financial activity.
• Investigating and assessing the financial risks posed by a company's operations and monitoring/regulating high-risk activities.
• Performing PEP reviews - Decision potential matches at the time of onboarding new accounts. Also, perform Enhanced Due Diligence on confirmed PEP’s at periodic intervals for existing customers.
• Performing Sanctions reviews - Decision potential matches at the time of onboarding (Front End Screening) and during the lifecycle of the account (Back End Screening).
• Stakeholder management by leading alignment calls with senior leadership across different business units and obtain concurrence.

Qualification & Skill Set Required:

· Minimum of 4 years of relevant experience within the Big Four or in a bank/financial institution background. The ideal candidate should be someone from a mix of Big 4 audit background and/ internal audit experience/SOX testing/PRSA Testing in a bank/financial institution.

· MBA, Chartered Accounts, Law Graduates, CPA, ACAMS, MBA and individuals with certifications in audit would be preferred.

· Ability to work independently from understanding the regulation, designing the test script, execution of fieldwork testing, communication of findings to business and to reporting gaps.

· Strong problem solving and analytical skills including the ability to conceptualize and break down complex issues into actionable tasks.

· High degree of organization, individual initiative, results and solution oriented, and personal accountability and resiliency.

· Excellent verbal and written communications skills in English.

Prefer language expertise in a foreign language (Japanese, German, Spanish, etc.)